The IT Audit Supervisor Position is the third level position within Internal Audit Department. The position is responsible for supervising/managing auditor assignments and participating with Internal Audit team members in performing various audits and reviews throughout the corporation. The job provides lots of challenges and involves travel (primarily local) to banking and non-banking locations on a routine basis.
Essential Duties and Responsibilities:
IT Audit Supervisor maintains independence and is responsible for validating recommendations, supervising audits as well as reviewing work papers as required at the direction of the IT Audit Manager. The Supervisor assists in the development of comprehensive risk assessments, the annual audit plan, supervises staff and audit reviews with the various phases of the audit cycle. The IT Audit Supervisor is responsible for testing FFIEC compliance and ITGCs including change management, logical access and IT operations. The position identifies/communicates control deficiencies to bank and non-bank management, monitors implementation and validates for corrective actions. Position interacts with senior management and Board and presents audit results to Board at the scheduled Audit Committee meetings. Position keeps abreast of IIA/ISACA Standards, CE Requirements, maintains confidentiality of the information and protects company’s sensitive information and materials. Strong communication skills both written and verbal are required. Ability to manage, analyze and interpret various financial reports and documents is required. Strong interpersonal, time management, negotiation, presentation, and writing skills are required. Proficiency in Microsoft Applications is required. Experience with analytics tools such as ACL is preferred.
Training/ Education/ Experience Qualifications:
Minimum five years of experience as an Information Technology Auditor in a banking organization or within the financial services industry is required. Experience in auditing network security/ Bank application controls as well as a broad understanding of commercial/consumer loans, deposits, branch administration, bank operations, automated clearing, treasury products, and wire transfer functions, SOX 404 Key Controls, trust administration/operation, wealth management is required. Under graduate or graduate degree with emphasis in Computer Science, MIS/Accounting and/or Finance is required. Certifications such as CISA, CISSP, CRISC, CPA or CIA required. This position supervises staff and senior auditors while performing audits in the field. However, the position is not responsible for certain supervisory responsibilities such as hiring, suspend, layoff, recall, promote, discharge, assign, reward or disciplining subordinate employees.
Wintrust Financial Corporation (Wintrust) is a financial services holding company based in Rosemont, Illinois, with assets above $26 billion. We engage in the business of providing traditional community banking services, commercial banking, wealth management services, commercial insurance premium financing, life insurance premium financing, mortgage origination, short-term accounts receivable fina...ncing, and certain administrative services, such as data processing of payrolls, billing and treasury management services. We provide community-oriented, personal and commercial banking services to customers located in the greater Chicago, Illinois and southern Wisconsin metropolitan areas through its 15 wholly owned banking subsidiaries.