This is not a remote position, the work location is in El Monte CA. The Senior IT Auditor will perform an important role in leading and performing IT Application, IT Integrated and IT SOX audits as well as projects under the direction of IT audit management. The Senior IT Auditor will be responsible for assisting Internal Audit management with project planning, execution, and reporting. Relocation expenses are not covered by the bank.
Under the direction of IT Audit management, lead the planning, testing and reporting for IT Applications, IT Integrated, and IT SOX audits in accordance with professional and department standards.
Lead the audit process from start to finish, including planning and audit execution according to a risk-based approach, recommending internal control improvements (including operational enhancements or efficiencies) and preparing audit reports. Effectively manage audit budget and deadlines. Provide periodic project updates to management.
Demonstrate experience in IT application controls, business process control reviews, systems development / project reviews and IT general computer controls.
Review work performed by other team members, where applicable, and provide guidance to ensure conclusions are properly supported and work product meets department guidelines.
Ensure assignments are completed within established time frames and that delays/issues/concerns are communicated to Internal Audit management in a timely manner.
Partner with process owners to promote and support a culture of continuous process improvement and efficiency driving toward standardized practices.
Stay abreast of audit and accounting standards and emerging issues in the areas applicable to the Bank.
Obtain and maintain a general understanding of business activities, objectives, applicable laws, regulations, and associated risks to the Bank and industry.
May participate in various key management committees, acting in an advisory capacity.
Identify opportunities for, and participate in approved special projects, investigations or other significant business issues.
Bachelor’s degree in Accounting, Finance or related field is required
At least 5 years related work experience, including at least 2 years of internal or external audit supervisory experience in a Bank or Financial Services industry required.
Familiarity with one or more of the following areas is highly desirable:
Windows active directory (policies, structure, elements)
Databases (SQL, Oracle, DB2, monitoring tools)
Mobile technologies (data leakage prevention, BYOD security)
Standards / Frameworks (CoBIT 5, ITIL, ISO 15504, ISO 20000, ISO 27000, ISO 31000, ISO 38500, NIST series 800 guidance)
Knowledge and understanding of Information Technology operating systems including mainframe, MS Windows, UNIX, and Linux.
Ability to work independently and with others.
Knowledgeable about the financial industry and related markets, related regulatory bodies, and current industry events and trends
Deep understanding of risk assessment, audit methodology, and IT audit execution
Strong time management and organizational skills including the ability to manage multiple projects and competing priorities.
Ability to exercise sound judgment in the execution of assignments and communication with others.
Excellent verbal and written communication skills; interpersonal and presentation skills – ability to work closely and collaboratively with people at all levels in the department and within the organization.
Strong analytical thinker and detail oriented with the ability to proactively identify issues and assist in resolution.
Excellent computer skills, Proficient in Microsoft Office Products (i.e. Excel, PowerPoint, Word, etc.).
CISA, CIA, CISM, CISSP or other relevant professional certification highly desirable
Additional qualifications, such as CFE, CAMS also preferred
Cathay Bank is an equal opportunity employer. It is the Bank’s policy to provide equal employment opportunities to all qualified applicants. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or protected veteran status.
Cathay Bank endeavors to make www.CathayBank.com accessible to any and all users. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact, Lori Burquez, VP, Sr. Employee Relations Manager, at (626) 279-3666 or email@example.com. This contact information is for accommodation requests only and cannot be used to inquire about the status of applications.
Internal Number: 894
About Cathay Bank
More than half a century ago, we opened our doors at Cathay Bank to serve the growing Chinese American community in Los Angeles. We helped our customers put down new roots with cars and homes, and we supported their businesses, which continue to sustain generations. We remain committed to enriching the journeys of our customers and the diverse communities we serve.
Over time, we’ve expanded along with our customers. Today, we’re a subsidiary of Cathay General Bancorp (NASDAQ: CATY), a publicly held bank holding company. We operate in nine states across the United States, including California, New York, Illinois, Washington, Texas, Maryland, Massachusetts, Nevada, and New Jersey, and we have outposts in Hong Kong, Beijing, Shanghai and Taipei. Forbes ranks us in the Top 20 on Forbes Best Banks in America 2020 list – the fifth year in a row we have achieved this distinction.
Along with our extensive experience and innovative thinking, we bring an open mind to every interaction and a willingness to work with customers and communities in ways that best suit their needs. Our lines of business include personal banking, home mortgages, business banking, corporate lending, cash manag...ement, SBA loan programs, community lending, international banking, foreign exchange, and wealth management.
Are you passionate about a potential career in the financial services industry? Cathay Bank is excited about what’s to come for our company and customers. Our employees are the reason our customers can get where they want to go and aspire to what’s next.
If you bring your best self to work, see opportunities instead of obstacles, and always want to advance in your career, then Cathay Bank may be a great fit for you. We’re excited to offer our employees opportunities to grow and develop in their career journey. We also provide the resources, support and freedom so that employees can best deliver an extraordinary customer experience.
Join Cathay Bank—and be energized by what’s possible for your career!