Ameriprise Financial has an exciting opportunity for Senior IT Audit Manager role! This position would be planning and performing sophisticated portions of the Risk & Control Services plan, including concurrent audit, and SOX/MAR/FDICIA compliance activities, and communicating objectives and results to various levels of management. Use a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes. May act as a project lead on audits or other Risk and Control Services activities. Supervise and lead projects, while providing leadership to peers and others as needed in the work assigned. Manage the scope, schedule, and key deliverables of work. This opportunity is based in Minneapolis, MN or Boston, MA, and offer a hybrid in-office schedule.
Be responsible for planning and performing complex portions of the Risk & Control Services plan including audit activities and SOX/MAR/FDICIA compliance activities. Present work objectives and results to various levels of management that focus on the impact of control deficiencies. Implement a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes.
Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations. Monitor and validate Management Action Plan status. Recommend closure of Management Action Plans when actions are complete and identified deficiency has been addressed.
Supervise and lead assigned projects. Provide leadership to peers and others as needed in the work assigned. Manage the scope, schedule, and deliverables of assigned work.
Proactively communicate challenges and roadblocks that impact ability to meet established timelines. Coordinate with the appropriate control groups in planning and completing assigned work. Ensure work is completed within established timelines.
Complete risk assessments in conformance with department standards, generally in complex areas. Recommend changes to Risk and Control Services plan to focus efforts on risk areas and provide value to partners. Recommend changes to Risk and Control Services processes and methodologies, as appropriate.
Bachelor's degree or equivalent
5+ years of experience
Experience with leading multiple projects
Expanded knowledge and experience with accurate application of control and audit methodology.
Solid knowledge of IT processes and controls required to fulfill SOX 404 requirements, and experience in leading/performing SOX activities such as risk assessments, walkthroughs, control testing etc.
Ability to transfer knowledge and assist others to expand audit skills and business knowledge
Ability to coordinate with appropriate control groups in planning and completing assigned work
Finance or Accounting degree
CIA, CISA, CPA
About Our Company
At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.